Amy Ellen Zellner
Investment Adviser Representative at Sugar Maple Asset Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Amy Ellen Zellner is an investment adviser representative with Sugar Maple Asset Management, LLC in Sister Bay, WI, where they have been registered since 2021. They have worked in the securities industry since 2014 and have been registered with 6 firms, including Cetera Investment Advisers LLC and Nicolet Advisory Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas and Wisconsin.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Admiral Asset Management LLCNov 2014 – Nov 2016Green Bay, WI
- SII Investments, Inc.Jun 2016 – Dec 2017Green Bay, WI
- Private Client ServicesJan 2018 – Nov 2018Louisville, KY
- Nicolet Advisory Services, LLCAug 2016 – Nov 2018Green Bay, WI
- Fortifi BANKNov 2018 – Apr 2021Greenbay, WI
- Cetera Investment Advisers LLCNov 2018 – Apr 2021St. Cloud, MN
- Cetera Investment Advisors LLCNov 2018 – Apr 2021Greenbay, WI
- Sugar Maple Asset Management, LLCMay 2021 – no end date reportedSister Bay, WI
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Sugar Maple Asset Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management with customized individual portfolios, financial planning, IRA and 401(k) rollovers, and variable annuity repair.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Sister Bay, WI
- SEC file number:
- 801-126457
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 11, 2026
View full firm profileOther advisors at Sugar Maple Asset Management, LLC
2 other advisors in the directory
Similar advisors in Sister Bay, WI
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Amy Ellen Zellner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched