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Amy Lynn Hammock

Investment Adviser Representative at Beacon Pointe Advisors, LLC

Houma, LACRD #2289653Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Amy Lynn Hammock is an investment adviser representative with Beacon Pointe Advisors, LLC in Houma, LA, where they have been registered since 2021. They have worked in the securities industry since 1996 and have been registered with 8 firms, including Rosenthal Advisory Services, L.P. and LPL Financial LLC. They have passed 9 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Louisiana and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Louisiana, Texas
Broker:
2 states and territories

Louisiana, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/6/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 6/9/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/22/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/18/1993
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 2/1/2002
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 8/22/1996

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Beacon Pointe Advisors, LLCCurrent
11/22/2021 – Houma, LA
Rosenthal Advisory Services, L.P.
1/18/2016 – 2/16/2022Houma, LA
LPL Financial LLC
11/29/2017 – 4/4/2018Fort Worth, TX
National Planning Corporation ("NPC OF America" IN FL & NY)
10/16/2015 – 11/29/2017Forth Worth, TX
Morgan Stanley
1/14/2014 – 10/19/2015Houma, LA
Ameritas Investment Corp
1/10/2012 – 11/21/2013Houma, LA
LPL Financial Corporation
6/13/2008 – 1/27/2010Houma, LA
Rosenthal Retirement Planning, LP
8/16/2005 – 9/19/2007Dallas, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. National Planning Corporation
    Oct 2015 – Nov 2017El Segundo, CA
  2. Rosenthal Advisory Services, LP (Rosenthal Retirement Planning)
    Jan 2016 – Oct 2021Houma, LA
  3. LPL Financial LLC
    Nov 2017 – Oct 2021Houma, LA
  4. Honor Private Wealth Mgt, LLC
    Jul 2015 – Oct 2021Houma, LA
  5. Purshe Kaplan Sterling Investments
    Nov 2021 – no end date reportedAlbany, NY
  6. Beacon Pointe Advisors, LLC
    Nov 2021 – Sep 2026Fort Worth, TX
  7. Beacon Pointe Insurance Services, LLC
    Nov 2021 – no end date reportedHouma, LA
  8. Beacon Pointe Advisors, LLC
    Sep 2026 – no end date reportedHouma, LA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Beacon Pointe Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Performance-based fees
Firm account minimum
$1,000,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

The Fund offers investors access to less liquid alternative investments through a portfolio of Underlying Funds investing in Private Credit, Private Real Estate, Private Equity, Hedge Funds, Hedged Equities, and Real Assets, with daily subscriptions, quarterly redemptions, quarterly distributions, and 1099 tax reporting.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops
Firm areas of expertise
Alternative InvestmentsPrivate CreditPrivate Real EstatePrivate EquityHedge FundsHedged EquitiesReal AssetsInterval FundClosed-end FundCapital Appreciation

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
473
Offices listed on AdvisorFinder:
68
Main office:
Newport Beach, CA
SEC file number:
801-60943

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 31, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Amy Lynn Hammock has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Amy Lynn Hammock (Beacon Pointe Advisors) - Advisor Profile