Andrea Maria Randazzo
Investment Adviser Representative at UBS Financial Services Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andrea Maria Randazzo is an investment adviser representative with UBS Financial Services Inc. in Castle Rock, CO, where they have been registered since 2023. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Geneos Wealth Management, Inc. and Transamerica Financial Advisors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado.
Registrations & licenses
- Investment adviser:
- Colorado
- Broker:
5 states and territories
Arizona, California, Colorado, Texas, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transamerica Financial Advisors, IncMar 2014 – Apr 2022Greenwood Village, CO
- World Financial Group, Inc.Dec 2012 – Apr 2022Greenwood Village, CO
- Randazzo EnterprisesJan 2013 – Apr 2022Castle Rock, CO
- GV Legacy LLCMay 2015 – Apr 2022Castle Rock, CO
- NetlawMar 2019 – Apr 2022Louisville, KY
- Heartland Institute of Financial EducationJul 2020 – Apr 2022Greenwood Village, CO
- Capital Management GroupApr 2022 – Nov 2023Lone Tree, CO
- Geneos Wealth ManagementApr 2022 – Nov 2022Lone Tree, CO
- Geneos Wealth Management IncNov 2022 – Nov 2023Lone Tree, CO
- Capital Management GroupNov 2022 – Nov 2023Lone Tree, CO
- UBS Financial Services, IncNov 2023 – no end date reportedDenver, CO
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About UBS Financial Services Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9,380
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Weehawken, NJ
- SEC file number:
- 801-7163
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 25, 2026
View full firm profileOther advisors at UBS Financial Services Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrea Maria Randazzo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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