Andrew Benjamin Jones
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andrew Benjamin Jones is an investment adviser representative with LPL Enterprise, LLC in Mercer Island, WA, where they have been registered since 2024. They have worked in the securities industry since 2024 and have been registered with 4 firms, including Desert ROSE Capital Management, Inc. and Thrivent Investment Management Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Idaho and Washington.
Office
Advisors at this office: 28
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Idaho, Washington
- Broker:
3 states and territories
Idaho, Oregon, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Higher Consulting LLCAug 2019 – Dec 2019Nampa, ID
- N/aApr 2020 – Dec 2020Nampa, ID
- N/aDec 2019 – Mar 2020Nampa, ID
- N/aMay 2013 – Aug 2019Nampa, ID
- Thrivent Investment Management IncNov 2020 – Mar 2021Bellevue, WA
- Thrivent FinancialDec 2020 – Mar 2021Appleton, WI
- Desert ROSE Capital Management, Inc.May 2021 – Nov 2021Meridian, ID
- LPL EnterpriseDec 2024 – no end date reportedFort Mill, SC
- Robert HalfSep 2022 – Nov 2022Boise, ID
- United Site ServicesMay 2023 – May 2023Meridian, ID
- Idaho Department of InsuranceOct 2023 – Jul 2024Boise, ID
- UnemployedMay 2023 – Oct 2023Nampa, ID
- UnemployedNov 2022 – May 2023Nampa, ID
- UnemployedNov 2021 – Sep 2022Nampa, ID
- UnemployedJul 2024 – Dec 2024Nampa, ID
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Benjamin Jones has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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