Andrew Carley
Investment Adviser Representative at Empower Advisory Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andrew Carley is an investment adviser representative with Empower Advisory Group, LLC in Highlands Ranch, CO, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Northwestern Mutual Investment Services, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado.
Registrations & licenses
- Investment adviser:
- Colorado
- Broker:
46 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Waterway CarwashFeb 2016 – Aug 2017Lonetree, CO
- TargetOct 2017 – Jan 2018Lonetree, CO
- E12 ConstructionMay 2018 – Aug 2018Highlands Ranch, CO
- Kozak and AssociatesJan 2019 – Feb 2019Highlands Ranch, CO
- FCS Community ManagementMay 2021 – Jan 2022Draper, UT
- Integra Financial ServicesAug 2021 – Dec 2021Logan, UT
- UnemployedAug 2017 – Oct 2017Highlands Ranch, CO
- UnemployedJan 2018 – May 2018Highlands Ranch, CO
- StudentAug 2018 – Jan 2019Laie, HI
- UnemployedFeb 2019 – May 2021Highlands Ranch, CO
- Northwestern Mutual Life Insurance CompanyDec 2021 – Apr 2023Milwaukee, WI
- Northwestern Mutual Investment Services LLCSep 2022 – Apr 2023Logan, UT
- Waterway CarwashFeb 2016 – Aug 2017Lonetree, CO
- TargetOct 2017 – Jan 2018Lonetree, CO
- E12 ConstructionMay 2018 – Aug 2018Highlands Ranch, CO
- Kozak and AssociatesJan 2019 – Feb 2019Highlands Ranch, CO
- FCS Community ManagementMay 2021 – Jan 2022Draper, UT
- Integra Financial ServicesAug 2021 – Dec 2021Logan, UT
- UnemployedAug 2017 – Oct 2017Highlands Ranch, CO
- UnemployedJan 2018 – May 2018Highlands Ranch, CO
- StudentAug 2018 – Jan 2019Laie, HI
- UnemployedFeb 2019 – May 2021Highlands Ranch, CO
- Northwestern Mutual Life Insurance CompanyDec 2021 – Apr 2023Milwaukee, WI
- Northwestern Mutual Investment Services LLCSep 2022 – Apr 2023Logan, UT
- Northwestern Mutual Investment Services LLCMay 2023 – Oct 2023Logan, UT
- Waterway CarwashFeb 2016 – Aug 2017Lonetree, CO
- TargetOct 2017 – Jan 2018Lonetree, CO
- E12 ConstructionMay 2018 – Aug 2018Highlands Ranch, CO
- Kozak and AssociatesJan 2019 – Feb 2019Highlands Ranch, CO
- FCS Community ManagementMay 2021 – Jan 2022Draper, UT
- Integra Financial ServicesAug 2021 – Dec 2021Logan, UT
- UnemployedAug 2017 – Oct 2017Highlands Ranch, CO
- UnemployedJan 2018 – May 2018Highlands Ranch, CO
- StudentAug 2018 – Jan 2019Laie, HI
- UnemployedFeb 2019 – May 2021Highlands Ranch, CO
- Northwestern Mutual Life Insurance CompanyDec 2021 – Apr 2023Milwaukee, WI
- Northwestern Mutual Investment Services LLCSep 2022 – Apr 2023Logan, UT
- Northwestern Mutual Investment Services LLCMay 2023 – Oct 2023Logan, UT
- Northwestern Mutual Investment Services LLCMay 2024 – Nov 2025Logan, UT
- Kwik Vending ServiceMay 2022 – May 2024Salt Lake City, UT
- Empower Financial Services, IncNov 2025 – Jul 2026Greenwood Village, CO
- Empower Advisory GroupFeb 2026 – Aug 2026Greenwood Village, CO
- Larson FinancialAug 2026 – no end date reportedGreenwood Village, CO
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Empower Advisory Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,855
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Greenwood Village, CO
- SEC file number:
- 801-58105
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 9, 2026
View full firm profileOther advisors at Empower Advisory Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Carley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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