AdFi
AD

Andrew Daniel Baron III

Investment Adviser Representative at SPIRE WEALTH MANAGEMENT, LLC

Mclean, VACRD #6925994Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
2 states
Exams Passed
12

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Daniel Baron has worked in the securities industry since 2018. They have passed the Series 99, 66, 53, 52, 51, 24, 14, 10, 9, 7, and 4 examinations. They are registered to provide investment advisory services in New York and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New YorkVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/4/2022
Series 52
Municipal Securities Representative Examination
Passed 9/15/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/26/2018
Series 14
Compliance Officer Examination
Passed 1/11/2025
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/11/2025
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/11/2025
Series 4
Registered Options Principal Examination
Passed 1/8/2025
Series 53
Municipal Securities Principal Examination
Passed 11/3/2023
Series 51
Municipal Fund Securities Principal Examination
Passed 6/10/2022
Series 24
General Securities Principal Examination
Passed 2/18/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Spire Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SPIRE WEALTH MANAGEMENT, LLCCurrent
3/7/2022 – Mclean, VA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SPIRE WEALTH MANAGEMENT, LLC

Showing 12 of 72 in the directory

View SPIRE WEALTH MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Daniel Baron III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Andrew Daniel Baron III - Financial Advisor in Mclean, VA | AdvisorFinder