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Andrew Donald Filauro

Investment Adviser Representative at OXFORD FINANCIAL GROUP, LTD

Palm Beach, FLCRD #6213634Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Donald Filauro has worked in the securities industry since 2015. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/7/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 12/16/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 7/23/2018
Series 7
General Securities Representative Examination
Passed 7/1/2015
Series 79
Investment Banking Registered Representative Examination
Passed 8/29/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Oxford Financial Group, Ltd Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OXFORD FINANCIAL GROUP, LTDCurrent
2/26/2024Palm Beach, FL
STEEL GROVE CAPITAL ADVISORS, LLC
3/7/20222/14/2024Memphis, TN

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Donald Filauro has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Donald Filauro - Financial Advisor in Palm Beach, FL | AdvisorFinder