Andrew Eddy Kern
Investment Adviser Representative at Oasis Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andrew Eddy Kern is an investment adviser representative with Oasis Advisors in Columbia, MO, where they have been registered since 2026. They have worked in the securities industry since 2025 and have been registered with 3 firms, including Empirical Finance, LLC and KERN Asset Management Inc. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Iowa.
Registrations & licenses
- Investment adviser:
- Iowa
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- University of MissouriAug 2014 – Dec 2019Columbia, MO
- Guggenheim Transparent Value LLCFeb 2010 – no end date reportedNew York, NY
- New Age Alpha LLCJan 2020 – Mar 2023Rye, NY
- University of MissouriAug 2023 – no end date reportedColumbia, MO
- OASIS Advisors, LLCApr 2026 – no end date reportedColumbia, MO
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Oasis Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 22
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Forest City, IA
- SEC file number:
- 801-132394
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 17, 2026
View full firm profileOther advisors at Oasis Advisors
Showing 12 of 22 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Eddy Kern has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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