AdFi
AG

Andrew Geist Eakin

Investment Adviser Representative at OSAIC WEALTH, INC.

BOZEMAN, MTCRD #3111734Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
22 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
CaliforniaConnecticutFloridaGeorgiaIdahoIllinoisIndianaMarylandMinnesotaMontanaNevadaNew JerseyNew YorkNorth CarolinaNorth DakotaOhioOregonPennsylvaniaTexasVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/22/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 12/7/1998
Series 24
General Securities Principal Examination
Passed 3/23/2012
Series 57TO
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 1/27/1999
Series 7
General Securities Representative Examination
Passed 10/12/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

OSAIC Wealth, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
8/23/2024Bozeman, MT
TRANSAMERICA FINANCIAL ADVISORS, INC
8/10/20115/13/2016PLEASANTON, CA
SIGNATOR INVESTORS, INC.
5/13/201611/17/2017DANVILLE, CA
J.P. MORGAN SECURITIES INC.
2/2/20015/1/2001NEW YORK, NY
NFP SECURITIES, INC.
2/17/20067/1/2011LOS GATOS, CA
J.P. MORGAN SECURITIES INC.
2/1/20005/16/2002NEW YORK, NY
TRIAD ADVISORS LLC
11/14/20178/23/2024Danville, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
10/24/200212/5/2005MILWAUKEE, WI
HAMBRECHT & QUIST LLC
10/15/19982/1/2000SAN FRANCISCO, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Geist Eakin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Geist Eakin - Financial Advisor in BOZEMAN, MT | AdvisorFinder