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Andrew George Palomo

Investment Adviser Representative at Lasalle St. Investment Advisors, L.L.C.

Oak Brook, ILCRD #5634997Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew George Palomo is an investment adviser representative with Lasalle St. Investment Advisors, L.L.C. in Oak Brook, IL, where they have been registered since 2025. They have worked in the securities industry since 2009 and have been registered with 9 firms, including Osaic Advisory Services, LLC and Arbor Point Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in 22 states.

Office

900 Jorie Blvd
Oak Brook, IL 60523

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, Washington, Wisconsin
Broker:
17 states and territories

Arizona, California, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Michigan, Minnesota, Missouri, Montana, North Carolina, South Carolina, Tennessee, Virginia, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/5/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/26/2009

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Lasalle St Securities, L.L.C.Current
4/11/2025 – Oak Brook, IL
Lasalle St. Investment Advisors, L.L.C.Current
4/11/2025 – Oak Brook, IL
Osaic Advisory Services, LLC
11/8/2024 – 4/15/2025Oak Brook, IL
Arbor Point Advisors
8/2/2019 – 11/8/2024Franklin, TN
Cetera Advisor Networks LLC
1/12/2018 – 8/20/2019Oak Park, IL
CWM, LLC
8/14/2017 – 8/2/2019Oak Park, IL
Sequoia Wealth Management, LLC
12/4/2014 – 8/15/2017Oak Park, IL
Ausdal Financial Partners, Inc.
6/30/2010 – 12/4/2014Oak Park, IL
LPL Financial Corporation
9/8/2009 – 7/8/2010Oak Park, IL
Waterstone Financial Group, Inc.
5/13/2009 – 9/17/2009Palatine, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. DK Mortgage
    May 2017 – Oct 2022Oak Park, IL
  2. LPL Financial LLC
    Aug 2015 – Aug 2017Oak Park, IL
  3. Sequioa Wealth Management, LLC
    Aug 2015 – Aug 2017Oak Park, IL
  4. CWM, LLC
    Aug 2017 – Aug 2019Omaha, NE
  5. Pillar Financial Advisors, Inc
    Mar 2009 – no end date reportedOak Park, IL
  6. Cetera Advisor Networks LLC
    Aug 2017 – Aug 2019El Segundo, CA
  7. Securities America, Inc.
    Aug 2019 – Jun 2024Oak Park, IL
  8. Arbor Point Advisors
    Aug 2019 – Nov 2024Oak Park, IL
  9. Osaic Wealth, Inc.
    Jun 2024 – Apr 2025Franklin, TN
  10. Osaic Advisory Services, LLC
    Nov 2024 – Apr 2025Atlanta, GA
  11. LaSalle St. Securities, LLC
    Apr 2025 – no end date reportedElmhurst, IL
  12. LaSalle St. Investment Advisory, LLC
    Apr 2025 – no end date reportedElmhurst, IL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Lasalle St. Investment Advisors, L.L.C.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • LAMP $0-$250,0002.50%
  • LAMP $250,001-$500,0002.25%
  • LAMP $500,001-$1,000,0002.00%
  • LAMP $1,000,001-$2,000,0001.80%

+10 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension Consulting

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
162
Offices listed on AdvisorFinder:
26
Main office:
Elmhurst, IL
SEC file number:
801-33422

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 29, 2026

View full firm profile

Other advisors at Lasalle St. Investment Advisors, L.L.C.

Showing 12 of 162 in the directory

View Lasalle St. Investment Advisors, L.L.C. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew George Palomo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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