Andrew James Rohrbach
Investment Adviser Representative at Kovack Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andrew James Rohrbach is an investment adviser representative with Kovack Advisors, Inc. in Aberdeen, SD, where they have been registered since 2024, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in South Dakota.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- South Dakota
- Broker:
4 states and territories
Louisiana, Minnesota, Montana, South Dakota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Kovack Advisors, Inc.Jan 2024 – no end date reportedFort Lauderdale, FL
- Schwan Financial GroupAug 2023 – no end date reportedAberdeen, SD
- Schwan Financial GroupMay 2022 – Aug 2023Aberdeen, SD
- Northern StateAug 2020 – Dec 2023Aberdeen, SD
- B&H MasoringMar 2020 – Aug 2020Aberdeen, SD
- APR & FDMay 2017 – Aug 2019Aberdeen, SD
- Aberdeen Christian SchoolAug 2013 – Sep 2020Aberdeen, SD
- Integrity Alliance, LLCJul 2026 – no end date reportedAberdeen, SD
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Kovack Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $10,000 (waivable)
- Estimated blended rate
- 0.029
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Fee-based accounts and programs (CHOICE Programs), third-party money management programs including asset allocation firms and individual money managers, and assistance in reviewing and evaluating these programs with objectivity and without preference or bias for any product or sponsor.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 257
- Offices listed on AdvisorFinder:
- 24
- Main office:
- Ft. Lauderdale, FL
- SEC file number:
- 801-63048
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 27, 2026
View full firm profileOther advisors at Kovack Advisors, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew James Rohrbach has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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