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Andrew James Stout

Investment Adviser Representative at TACTIVEST, LLC

San Francisco, CACRD #2419920Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew James Stout has worked in the securities industry since 1997. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/24/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 1/17/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 1/29/1997
Series 7
General Securities Representative Examination
Passed 1/6/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Tactivest, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TACTIVEST, LLCCurrent
9/13/2019San Francisco, CA
RAYMOND JAMES & ASSOCIATES, INC.
10/5/20129/3/2019Beverly Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/30/20099/14/2012Beverly Hills, CA
UBS FINANCIAL SERVICES INC.
5/20/200411/5/2009Beverly Hills, CA
CITICORP INVESTMENT SERVICES
1/27/20034/27/2004Los Angeles, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TACTIVEST, LLC

5 other advisors in the directory

View TACTIVEST, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew James Stout has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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