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Andrew John Dziedzic

Investment Adviser Representative at PREPARED RETIREMENT INSTITUTE LLC

MONTGOMERYVILLE, PACRD #4843929Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/26/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 10/18/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/3/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/8/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.50%
Above $1,000,0001.00%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

PREPARED RETIREMENT INSTITUTE LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYMETRA INVESTMENT SERVICES, INC.
6/1/2012 – 12/3/2012BOSTON, MA
GENEOS WEALTH MANAGEMENT, INC.
3/21/2013 – 4/12/2024MONTGOMERYVILLE, PA
SYMETRA SECURITIES, INC.
12/3/2012 – 3/21/2013BELLEVUE, WA
SENTINEL FINANCIAL SERVICES COMPANY
12/14/2005 – 5/31/2012MONTPELIER, VT
VANGUARD MARKETING CORPORATION
1/12/2005 – 12/1/2005MALVERN, PA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew John Dziedzic has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.