Prepared Retirement Institute LLC
SEC RegisteredEducate. Prepare. Manage.
About the firm
Based in the Philadelphia-metro area, Prepared Retirement Institute is a financial planning firm comprised of advisors who serve as 'Chief Financial Officer' for high-net-worth members of the widowed community, business owners, individuals & families across the country. Advisors utilize a collaborative investment philosophy that emphasizes a team approach to decision-making, and advisor-client partnerships include a dedicated Relationship Manager who provides white glove concierge-level service.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive wealth management including investment strategies, tax optimization, estate planning, risk management, and financial planning. Services also include ongoing financial education and white glove concierge-level relationship management.
Who they serve
High-net-worth members of the widowed community, business owners, individuals, and families across the country.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 171 | $94M |
| High Net Worth Individuals | 81 | $200M |
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.50% |
| Above $1,000,000 | 1.00% |
Data as of January 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Prepared Retirement Institute LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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