Andrew John Evans
Investment Adviser Representative at Rossby Financial, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andrew John Evans is an investment adviser representative with Rossby Financial, LLC in Melbourne, FL, where they have been registered since 2023. They have worked in the securities industry since 2004 and have been registered with 6 firms, including Cambridge Investment Research Advisors, Inc. and Waddell & REED, Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
11 states and territories
Florida, Maryland, Massachusetts, Michigan, North Carolina, Ohio, Oregon, Pennsylvania, Texas, Virginia, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cambridge Investment Research, IncAug 2012 – Mar 2023Fairfield, IA
- Cambridge Investment Research Advisors, IncAug 2012 – Mar 2023Fairfield, IA
- Private Client ServicesMar 2023 – no end date reportedMelbourne, FL
- Rossby Financial, LLCJan 2023 – no end date reportedMelbourne, FL
- TAG AdvisorsNov 2018 – Feb 2023Melbourne, FL
- Paoli Financial AdvisorsApr 2016 – Dec 2016Paoli, PA
- TAG AdvisorsMar 2016 – Nov 2018Melbourne, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Rossby Financial, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 27
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Melbourne, FL
- SEC file number:
- 801-127370
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 31, 2026
View full firm profileOther advisors at Rossby Financial, LLC
Showing 12 of 27 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew John Evans has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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