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Andrew Kerr Frank

Investment Adviser Representative at SHELTER ROCK MANAGEMENT, LLC

Jericho, NYCRD #2199115Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Kerr Frank has worked in the securities industry since 2014. They have passed the Series 66, 63, 55, 7, and 3 examinations. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/18/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 8/19/2010
Series 3
National Commodity Futures Examination
Passed 6/20/2006
Series 55
Limited Representative-Equity Trader Exam
Passed 3/2/2000
Series 7
General Securities Representative Examination
Passed 12/17/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Shelter ROCK Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SHELTER ROCK MANAGEMENT, LLCCurrent
1/28/2014Jericho, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SHELTER ROCK MANAGEMENT, LLC

3 other advisors in the directory

View SHELTER ROCK MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Kerr Frank has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Andrew Kerr Frank - Financial Advisor in Jericho, NY | AdvisorFinder