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Andrew Michael Schwartz

Investment Adviser Representative at MADISON ADVISORY SERVICES, INC.

Raleigh, NCCRD #5945500Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
8 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Michael Schwartz has worked in the securities industry since 2012. They are registered to provide investment advisory services in Connecticut, Florida, New Jersey, New York, North Carolina, Texas, Virginia, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
ConnecticutFloridaNew JerseyNew YorkNorth CarolinaTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/23/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/4/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/13/2012
Series 24
General Securities Principal Examination
Passed 8/24/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $1,000,0001.50%
$1,000,001 - $2,000,0001.40%
$2,000,001 - $3,000,0001.30%
$3,000,001 and above1.25%
Source

Madison Advisory Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAMBRIDGE INVESTMENT RESEARCH, INC.Current
7/30/2025Raleigh, NC
MADISON ADVISORY SERVICES, INC.Current
12/18/2019Raleigh, NC
ROYAL ALLIANCE ASSOCIATES, INC.
11/14/20168/5/2021White Plains, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Michael Schwartz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Michael Schwartz - Financial Advisor in Raleigh, NC | AdvisorFinder