AdFi
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Gary Robert Schwartz

Investment Adviser Representative at MADISON ADVISORY SERVICES, INC.

White Plains, NYCRD #2184551Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
20 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gary Robert Schwartz has worked in the securities industry since 1991. They are registered to provide investment advisory services in 20 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
ArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIllinoisLouisianaMassachusettsMichiganMississippiNew JerseyNew YorkNorth CarolinaPennsylvaniaRhode IslandSouth CarolinaVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/17/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 11/12/1991
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/24/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/31/1991
Series 53
Municipal Securities Principal Examination
Passed 6/13/2005
Series 24
General Securities Principal Examination
Passed 1/18/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $1,000,0001.50%
$1,000,001 - $2,000,0001.40%
$2,000,001 - $3,000,0001.30%
$3,000,001 and above1.25%
Source

Madison Advisory Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MADISON ADVISORY SERVICES, INC.Current
10/23/2012White Plains, NY
ROYAL ALLIANCE ASSOCIATES, INC.
6/19/20158/5/2021White Plains, NY
ING FINANCIAL PARTNERS, INC
11/18/19979/20/2004White Plains, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Robert Schwartz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gary Robert Schwartz - Financial Advisor in White Plains, NY | AdvisorFinder