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Andrew (nmn) Dakos

Investment Adviser Representative at Bulldog Investors, LLP

Saddle Brook, NJCRD #4881082Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew (nmn) Dakos is an investment adviser representative with Bulldog Investors, LLP in Saddle Brook, NJ, where they have been registered since 2018. They have worked in the securities industry since 2011 and have been registered with 3 firms, including Bulldog Investors, LLC and Elmhurst Capital, Inc. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in New Jersey.

Office

Park 80 West - Plaza Two, 250 Pehle Ave., Suite 708
Saddle Brook, NJ 07663

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Jersey

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/24/2005

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Bulldog Investors, LLPCurrent
5/8/2018 – Saddle Brook, NJ
Bulldog Investors, LLC
7/29/2013 – 12/31/2017Saddle Brook, NJ
Elmhurst Capital, Inc.
1/28/2005 – 12/31/2006Montville, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Uvitec Printing INK, Inc.
    Mar 1989 – no end date reportedLodi, NJ
  2. Bulldog Investors
    Jan 2001 – no end date reportedSaddle Brook, NJ
  3. Bulldog Investors, LLC
    Aug 2009 – no end date reportedSaddle Brook, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Bulldog Investors, LLP

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Performance-based fees
Firm account minimum
$100,000 (waivable)
Estimated blended rate
0.01

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Bulldog Investors offers separately managed accounts (SMAs) in conservative, moderate, and aggressive risk profiles; blank check company (SPAC) investments; and tax-free separately managed accounts investing in municipal bonds and municipal bond closed-end funds. The firm also manages closed-end funds including Special Opportunities Fund (SPE), High Income Securities Fund (PCF), and Total Return Securities Fund (SWZ).

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment Companies
Firm areas of expertise
Event-driven InvestingSeparately Managed AccountsClosed-end FundsBlank Check CompaniesSPACsMunicipal BondsTax-free AccountsShareholder ActivismRisk-adjusted ReturnsUndervalued Assets

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2
Offices listed on AdvisorFinder:
1
Main office:
Saddle Brook, NJ
SEC file number:
801-70596

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 27, 2026

View full firm profile

Other advisors at Bulldog Investors, LLP

1 other advisor in the directory

View Bulldog Investors, LLP firm profile

Similar advisors in Saddle Brook, NJ

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew (nmn) Dakos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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