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Andrew Patrick Bray

Investment Adviser Representative at MMA ASSET MANAGEMENT LLC

Greensboro, NCCRD #5318533Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
25 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Patrick Bray has worked in the securities industry since 2007. They are registered to provide investment advisory services in 25 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 25 states
ArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIdahoMassachusettsMinnesotaNebraskaNew YorkNorth CarolinaOhioOklahomaPennsylvaniaSouth CarolinaTennesseeTexasUtahVermontVirginiaWashingtonWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/22/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/2/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

MMA Asset Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MMA SECURITIES LLCCurrent
4/3/2023Greensboro, NC
MMA SECURITIES LLCCurrent
4/3/2023Greensboro, NC
MMA ASSET MANAGEMENT LLCCurrent
4/3/2023Greensboro, NC
LPL FINANCIAL LLC
5/19/20104/3/2023Greensboro, NC
AMERIPRISE FINANCIAL SERVICES, INC.
9/5/20085/11/2010Statesville, NC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Patrick Bray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.