Andrew Scott Klein
Investment Adviser Representative at MML Investors Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andrew Scott Klein is an investment adviser representative with MML Investors Services, LLC in New York, NY, where they have been registered since 2022. They have worked in the securities industry since 2016 and have been registered with 4 firms, including Northwestern Mutual Investment Services, LLC and Bruderman Brothers LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York and Texas.
Office
Advisors at this office: 33
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
10 states and territories
California, Colorado, Connecticut, Florida, Maryland, New Jersey, New York, North Carolina, Pennsylvania, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Double AA Holdings LLCJan 2020 – Aug 2020Port Washington, NY
- UnemployedSep 2019 – Jan 2020Port Washington, NY
- Bruderman Brothers LLCDec 2016 – Sep 2019New York, NY
- UnemployedJul 2016 – Dec 2016Port Washington, NY
- Northwestern Mutual Life Insurance CompanyAug 2020 – Jun 2022New York, NY
- Northwestern Mutual Investment Services LLCJul 2020 – Jun 2022New York, NY
- Northwestern Mutual Wealth Management CompanyMay 2021 – Jun 2022New York, NY
- MML Investors Services, LLCJul 2022 – no end date reportedNew York, NY
- MassMutual Life Insurance CompanyJul 2022 – no end date reportedNew York, NY
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MML Investors Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5,037
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Springfield, MA
- SEC file number:
- 801-44264
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at MML Investors Services, LLC
Showing 12 of 5,037 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Scott Klein has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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