Anh Dien Vong
Investment Adviser Representative at Private Advisor Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anh Dien Vong is an investment adviser representative with Private Advisor Group, LLC in San Ramon, CA, where they have been registered since 2026. They have worked in the securities industry since 2026 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UnemployedJun 2025 – Jan 2026Oakland, CA
- University of California-DavisAug 2021 – Jun 2025Davis, CA
- Bay Area Rapid TransitJun 2024 – Aug 2024Oakland, CA
- Lao Family Community Development IncAug 2023 – Sep 2023Oakland, CA
- Bay Area Rapid TransitJun 2023 – Aug 2023Oakland, CA
- PiikupJul 2022 – Aug 2022Oakland, CA
- East Bay Asian Youth CenterJun 2020 – Jun 2021Oakland, CA
- Oakland High SchoolAug 2017 – Jul 2021Oakland, CA
- Edna Brewer Middle SchoolAug 2015 – Jul 2017Oakland, CA
- Equitable Advisors, LLCJan 2026 – Apr 2026San Francisco, CA
- UnemployedApr 2026 – Jun 2026Oakland, CA
- LPL Financial, LLCJul 2026 – no end date reportedSan Ramon, CA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Private Advisor Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 792
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Morristown, NJ
- SEC file number:
- 801-72060
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Private Advisor Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anh Dien Vong has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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