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Ann Estelle Deaton

Investment Adviser Representative at ANGELES WEALTH MANAGEMENT, LLC

Houston, TXCRD #1456459Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ann Estelle Deaton has worked in the securities industry since 1990. They have passed the Series 66, 65, 63, 8, and 7 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/10/2006
Series 65
Uniform Investment Adviser Law Examination
Passed 4/29/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 2/19/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/15/1986
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 6/6/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
General range0.50%
General range upper1.00%
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Angeles Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ANGELES WEALTH MANAGEMENT, LLCCurrent
6/15/2022Houston, TX
U.S. CAPITAL WEALTH ADVISORS, LLC
6/30/20213/4/2022Austin, TX
USCA RIA LLC
12/2/20106/30/2021Houston, TX
UBS FINANCIAL SERVICES INC.
8/11/200612/7/2010Houston, TX
ROXBURY CAPITAL MANAGEMENT LLC
12/6/20014/1/2003Santa Monica, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ANGELES WEALTH MANAGEMENT, LLC

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View ANGELES WEALTH MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ann Estelle Deaton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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