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Ann Marie Doty-Mitchell

Investment Adviser Representative at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Hillsboro, WICRD #1083322Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
51 states
Exams Passed
14

Registrations & licenses

Registration type
Dual-registered
Registered in 51 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/9/2007
Series 65
Uniform Investment Adviser Law Examination
Passed 6/1/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 7/12/1993
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 10/4/2007
Series 55
Limited Representative-Equity Trader Exam
Passed 8/14/2000
Series 7
General Securities Representative Examination
Passed 4/14/1984
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 12
NYSE Branch Manager Examination
Passed 5/17/2000
Series 53
Municipal Securities Principal Examination
Passed 5/1/2000
Series 24
General Securities Principal Examination
Passed 4/26/1999
Series 4
Registered Options Principal Examination
Passed 4/20/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$999,999 or less1.50%
$1,000,000–$2,000,0001.25%
Over $2,000,0001.00%
Source

Wealth Enhancement Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCurrent
6/8/2026Hillsboro, WI
ADVISORY SOLUTIONS GROUPCurrent
6/8/2026Hillsboro, WI
CETERA INVESTMENT ADVISERS LLC
6/29/202312/5/2025El Segundo, CA
CETERA ADVISOR NETWORKS LLC
6/7/20136/29/2023El Segundo, CA
CROWELL, WEEDON & CO.
7/13/20117/24/2012Newport Beach, CA
RBC CAPITAL MARKETS, LLC
1/14/20102/3/2011Beverly Hills, CA
WELLS FARGO ADVISORS, LLC
1/1/20081/6/2010Beverly Hills, CA
A. G. EDWARDS & SONS, INC.
10/3/20021/1/2008Beverly Hills, CA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ann Marie Doty-Mitchell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ann Marie Doty-Mitchell - Financial Advisor in Hillsboro, WI | AdvisorFinder