Ann-Noel Campbell Spencer
Investment Adviser Representative at ARAX Advisory Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ann-Noel Campbell Spencer is an investment adviser representative with ARAX Advisory Partners in Colorado Springs, CO, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with First Citizens Investor Services, Inc. They have passed 3 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Colorado.
Registrations & licenses
- Investment adviser:
- Colorado
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- SRS Capital Advisors, LLC dba Wellth PartnerMar 2022 – no end date reportedColorado Springs, CO
- Medicare MentorsSep 2021 – Sep 2023Colorado Springs, CO
- Board & BrushMay 2021 – Jan 2022Colorado Springs, CO
- Hammond LawJan 2021 – Apr 2021Colorado Springs, CO
- Hammond LawAug 2019 – Jun 2020Colorado Springs, CO
- Art @ AltitudeMar 2017 – Jun 2019Colorado Springs, CO
- Gallery on the GoOct 2014 – Mar 2017Denver, CO
- UnemployedJul 2020 – Dec 2020Colorado Springs, CO
- Country Club of ColoradoJan 2017 – Dec 2019Colorado Springs, CO
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ARAX Advisory Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Other
- Firm account minimum
- $50,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management, careful planning, and developing individualized action plans and one-of-a-kind solutions for clients and their families.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 126
- Offices listed on AdvisorFinder:
- 12
- Main office:
- New York, NY
- SEC file number:
- 801-67165
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 14, 2026
View full firm profileOther advisors at ARAX Advisory Partners
Showing 12 of 126 in the directory
Similar advisors in Colorado Springs, CO
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ann-Noel Campbell Spencer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched