Anne M Volk
Investment Adviser Representative at Vicus Capital, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anne M. Volk is an investment adviser representative with Vicus Capital, Inc. in Aliquippa, PA, where they have been registered since 2023, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey and Pennsylvania.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey, Pennsylvania
- Broker:
4 states and territories
Delaware, New Jersey, North Carolina, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- University of PittsburghAug 2015 – Jul 2019Pittsburgh, PA
- Pittsburgh Cultural TrustMay 2019 – Jul 2019Pittsburgh, PA
- UnemployedJul 2019 – Feb 2020Pittsburgh, PA
- eStreet Appraisal ManagementFeb 2020 – Oct 2020Wexford, PA
- Coughlin's Law Kitchen & Ale HouseApr 2020 – Oct 2020Pittsburgh, PA
- Marmaras & Smith LLCNov 2020 – no end date reportedBethlehem, PA
- Vicus Capital - CRD # 116021Jun 2023 – no end date reportedState College, PA
- Arbonne ConsultantJan 2019 – no end date reportedBethlehem, PA
- Cetera Advisor Networks LLCNov 2020 – Sep 2023El Segundo, CA
- Cetera Wealth Services, LLCOct 2023 – no end date reportedEl Segundo, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vicus Capital, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive back-office support for independent wealth managers including investment management, financial planning, advisor engagement, business development, IT and cybersecurity, compliance, operations, marketing, managed account investment platforms, practice management solutions, retirement plan services, and custom portfolio design.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 89
- Offices listed on AdvisorFinder:
- 23
- Main office:
- State College, PA
- SEC file number:
- 801-60628
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 20, 2026
View full firm profileOther advisors at Vicus Capital, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anne M Volk has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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