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Annette Y Campos

Investment Adviser Representative at RIVERPLACE CAPITAL MANAGEMENT INC

Jacksonville, FLCRD #6617238Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Annette Y. Campos has worked in the securities industry since 2018. They are registered to provide investment advisory services in Georgia.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Georgia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/21/2016
Series 7
General Securities Representative Examination
Passed 6/6/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/21/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,000,0001.25%
Above $2,000,0001.00%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Riverplace Capital Management Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RIVERPLACE CAPITAL MANAGEMENT INCCurrent
12/7/2021Jacksonville, FL
BBVA WEALTH SOLUTIONS INC.
1/12/20185/13/2021Jacksonville, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
5/23/20169/15/2016Jacksonville, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RIVERPLACE CAPITAL MANAGEMENT INC

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View RIVERPLACE CAPITAL MANAGEMENT INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Annette Y Campos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.