Anthony Caiola
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthony Caiola is an investment adviser representative with Charles Schwab & Co., Inc. in Orlando, FL, where they have been registered since 2025. They have worked in the securities industry since 2018 and have been registered with 4 firms, including Severin Investments LLC and RM Investment Strategies, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida and Texas.
Office
Advisors at this office: 46
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Texas
- Broker:
30 states and territories
Alabama, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Mississippi, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Virgin Islands, Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cambridge Corporate ServicesJun 2014 – Jun 2018Weehawken, NJ
- NEW YORK LIFE Insurance Co.Sep 2018 – Jul 2019White Plains, NY
- Nylife Securities, LLCSep 2018 – Jul 2019White Plains, NY
- New York LifeJul 2019 – Jan 2022White Plains, NY
- Morgan StanleyFeb 2022 – Aug 2023Purchase, NY
- RM Investment Strategies, LLCJan 2024 – May 2024Sarasota, FL
- UnemployedOct 2023 – Feb 2024Edison, NJ
- Severin Investments, LLCJun 2022 – Aug 2024Clearwater, FL
- Cambridge Corporate ServicesAug 2024 – Mar 2025Weehawken, NJ
- Charles Schwab & Co., Inc.Mar 2025 – no end date reportedOrlando, FL
- Charles Schwab Bank, SSBMar 2025 – no end date reportedOrlando, FL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Caiola has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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