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Anthony D Abrams

Investment Adviser Representative at CAPE INVESTMENT ADVISORY, INC.

Fairfax, VACRD #2829747Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
3 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
MarylandNorth CarolinaVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/8/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 7/28/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/29/2010
Series 22
Direct Participation Programs Representative Examination
Passed 12/22/2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/13/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CAPE Investment Advisory, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAPE INVESTMENT ADVISORY, INC.Current
7/29/2026Fairfax, VA
REGAL INVESTMENT ADVISORS LLC
9/5/20237/16/2026Upper Marlboro, MD
WOODBURY FINANCIAL SERVICES, INC.
3/1/20199/21/2021Upper Marlboro, MD
QUESTAR ASSET MANAGEMENT, INC.
5/15/20143/1/2019Upper Marlboro, MD
COLORADO FINANCIAL SERVICE CORPORATION
7/27/20124/14/2014Vienna, VA
MONEY CONCEPTS ADVISORY SERVICE
1/6/20047/13/2012Vienna, VA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony D Abrams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Anthony D Abrams - Financial Advisor in Fairfax, VA | AdvisorFinder