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Anthony Franklin Carimi

Investment Adviser Representative at CCM INVESTMENT ADVISERS, LLC

Columbia, SCCRD #6022040Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony Franklin Carimi has worked in the securities industry since 2012. They are registered to provide investment advisory services in South Carolina.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
South Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/31/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 7/12/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/28/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/29/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Equity/Balanced - Up to $2,500,0001.00%
Equity/Balanced - Next $2,500,0000.90%
Equity/Balanced - Next $5,000,0000.75%
Equity/Balanced - Next $10,000,0000.60%
Equity/Balanced - Over $20,000,0000.45%
Fixed Income - Up to $10,000,0000.50%
Fixed Income - Next $10,000,0000.35%
Fixed Income - Over $20,000,0000.25%
Source

CCM Investment Advisers, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CCM INVESTMENT ADVISERS, LLCCurrent
5/31/2022Columbia, SC
SYNOVUS SECURITIES, INC.
5/30/20174/22/2022Columbia, SC
WELLS FARGO CLEARING SERVICES, LLC
8/21/20126/14/2017Columbia, SC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Franklin Carimi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.