Anthony J Rome
Investment Adviser Representative at Sequoia Financial Group, L.L.C.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthony J. Rome is an investment adviser representative with Sequoia Financial Group, L.L.C. in Tampa, FL, where they have been registered since 2019. They have worked in the securities industry since 2015 and have been registered with 4 firms, including PNC Investments and Harwood Advisory Group, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AXA Advisors, LLCMar 2015 – Apr 2018New York, NY
- Harwood Advisory Group, LLCApr 2018 – Aug 2018Largo, FL
- PNC InvestmentsAug 2018 – Oct 2018Sarasota, FL
- Sequoia Financial Group, LLCDec 2018 – Jun 2020Tampa, FL
- Sequoia Financial Advisors, LLCDec 2018 – no end date reportedTampa, FL
- Sequoia Financial Group, LLCJun 2020 – no end date reportedTampa, FL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Sequoia Financial Group, L.L.C.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Subscription fee
- Estimated blended rate
- 0.0033
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 247
- Offices listed on AdvisorFinder:
- 17
- Main office:
- Akron, OH
- SEC file number:
- 801-61089
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 24, 2026
View full firm profileOther advisors at Sequoia Financial Group, L.L.C.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony J Rome has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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