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Anthony Joseph Caputo

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Matawan, NJCRD #5105611Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
13 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony Joseph Caputo has worked in the securities industry since 2006. They are registered to provide investment advisory services in 13 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
CaliforniaConnecticutDelawareFloridaMarylandMassachusettsMissouriNew JerseyNew YorkOhioPennsylvaniaRhode IslandTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/6/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 9/25/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/1/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GRANTVEST FINANCIAL GROUP LLCCurrent
11/4/2020Matawan, NJ
CALTON & ASSOCIATES, INC.
6/7/20134/12/2021Tampa, FL
NEWBRIDGE FINANCIAL SERVICES GROUP, INC.
9/2/20096/5/2013Boca Raton, FL
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
1/9/20086/17/2010Red Bank, NJ
BANC OF AMERICA INVESTMENT SERVICES, INC.
12/7/200612/17/2007East Brunswick, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Joseph Caputo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Anthony Joseph Caputo - Financial Advisor in Matawan, NJ | AdvisorFinder