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Anthony Mona

Investment Adviser Representative at SPARTAN WEALTH MANAGEMENT

Bingham Farms, MICRD #3013527Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
23 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony Mona has worked in the securities industry since 1998. They are registered to provide investment advisory services in 23 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaIllinoisIndianaIowaMichiganMinnesotaMissouriNevadaNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/16/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 3/6/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/25/2001
Series 7
General Securities Representative Examination
Passed 3/3/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

Spartan Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SPARTAN WEALTH MANAGEMENTCurrent
11/19/2024Bingham Farms, MI
CADARET GRANT & CO INC
8/12/20227/7/2025Birmingham, MI
UBS FINANCIAL SERVICES INC.
10/8/20108/23/2022Farmington Hills, MI

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Mona has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Anthony Mona - Financial Advisor in Bingham Farms, MI | AdvisorFinder