Anthony Richard Rugnetta
Investment Adviser Representative at Robert W. Baird & Co. Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthony Richard Rugnetta is an investment adviser representative with Robert W. Baird & Co. Incorporated in Seattle, WA, where they have been registered since 2024. They have worked in the securities industry since 2023 and were previously registered with Purshe Kaplan Sterling Investments. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Washington.
Office
Advisors at this office: 72
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Washington
- Broker:
1 state or territory
Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CompassJun 2021 – May 2022Beverly Hills, CA
- UPSDec 2019 – Jan 2020Gardena, CA
- Rolling Hills Country Day SchoolJun 2019 – Aug 2019Rolling Hills Estates, CA
- Washington State UniversityAug 2018 – May 2022Pullman, WA
- South Torrance High SchoolSep 2014 – Jun 2018Torrance, CA
- 49 Wealth ManagementJul 2022 – Jun 2023El Segundo, CA
- Purshe Kaplan Sterling InvestmentsJul 2022 – Jun 2023Albany, NY
- Robert W. Baird & Co. IncorporatedNov 2023 – no end date reportedSeattle, WA
- UnemployedJun 2023 – Nov 2023Seattle, WA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Robert W. Baird & Co. Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,592
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Milwaukee, WI
- SEC file number:
- 801-7571
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 1, 2026
View full firm profileOther advisors at Robert W. Baird & Co. Incorporated
Showing 12 of 2,592 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Richard Rugnetta has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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