Anthony Smith
Investment Adviser Representative at Secure Investment Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthony Smith is an investment adviser representative with Secure Investment Management, LLC in Oakland, CA, where they have been registered since 2025. They have worked in the securities industry since 2020 and have been registered with 5 firms, including Brooker Wealth Management and LION Street Advisors, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JW Harrison Financial IncJun 2018 – Jun 2020Walnut Creek, CA
- Virginia Polytechnical InstituteAug 2014 – May 2018Blacksburg, VA
- Lodestar Private Asset Management LLCJun 2020 – Nov 2024Alamo, CA
- Consilium Wealth ManagementDec 2024 – Feb 2025Danville, CA
- Lion Street AdvisorsJul 2025 – Sep 2025San Ramon, CA
- UnemployedFeb 2025 – Jul 2025Oakland, CA
- Brooker Wealth ManagementJul 2025 – Sep 2025Oakland, CA
- PEAK360 Wealth ManagementJul 2025 – Sep 2025San Ramon, CA
- Secure Income ManagementOct 2025 – no end date reportedTucson, AZ
- Secure Investment Management, LLCNov 2025 – no end date reportedTucson, AZ
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Secure Investment Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 21
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Tucson, AZ
- SEC file number:
- 801-80752
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 14, 2026
View full firm profileOther advisors at Secure Investment Management, LLC
Showing 12 of 21 in the directory
Similar advisors in Oakland, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched