Anthony Steven Thornton
Investment Adviser Representative at Regal Investment Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthony Steven Thornton is an investment adviser representative with Regal Investment Advisors LLC in Sugarland, TX, where they have been registered since 2019. They have worked in the securities industry since 1996 and have been registered with 5 firms, including Hilltop Securities Independent Network Inc. and Summit Financial Group Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
1 state or territory
Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Thornton Wealth ManagementMar 2001 – no end date reportedFort Worth, TX
- Summit Brokerage Services, Inc.Sep 2016 – Feb 2019Fort Worth, TX
- Summit Financial Group IncSep 2016 – Feb 2019Boca Raton, FL
- Hilltop Securities Independent Network Inc.Jan 2019 – Feb 2019Dallas, TX
- Regal Investment Advisors, LLCMar 2019 – no end date reportedKentwood, MI
- Regulus Financial Group, LLCMar 2019 – no end date reportedKentwood, MI
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Regal Investment Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $10,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Distribution platform services including analysis on risk, performance, and fee structures; creation of compliant marketing materials such as pitch books and financial presentations; investment performance statistics analysis; advisor relations management; and sub-advisory relationships through an independent national network.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 122
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Kentwood, MI
- SEC file number:
- 801-71923
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 18, 2026
View full firm profileOther advisors at Regal Investment Advisors LLC
Showing 12 of 122 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Steven Thornton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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