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Anton Tkachenko

Investment Adviser Representative at UBS Financial Services Inc.

La Jolla, CACRD #5458634Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anton Tkachenko is an investment adviser representative with UBS Financial Services Inc. in La Jolla, CA, where they have been registered since 2025. They have worked in the securities industry since 2011 and have been registered with 8 firms, including LPL Enterprise, LLC and Commonwealth Financial Network. They have passed 11 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California.

Office

1200 Prospect Street, Suite 100
La Jolla, CA 92037

Advisors at this office: 37

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
3 states and territories

Arizona, California, Hawaii

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/16/2008
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 9/19/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 10/12/2015
Series 7
General Securities Representative Examination
Passed 5/14/2008
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 9/1/2025
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/30/2025
Series 53
Municipal Securities Principal Examination
Passed 6/3/2011
Series 24
General Securities Principal Examination
Passed 6/14/2008

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

UBS Financial Services Inc.Current
8/21/2025 – La Jolla, CA
UBS Financial Services Inc.Current
8/21/2025 – San Diego, CA
LPL Enterprise, LLC
8/22/2024 – 11/14/2024San Diego, CA
Commonwealth Financial Network
10/31/2023 – 3/25/2024San Dimas, CA
Commonwealth Financial Network
12/8/2020 – 4/11/2023San Diego, CA
Wealthfront Advisers LLC
7/8/2017 – 9/19/2018Redwood City, CA
Wedbush Securities Inc.
6/2/2015 – 5/31/2017Los Angeles, CA
Planmember Securities Corporation
4/2/2015 – 6/3/2015Carpinteria, CA
NFP Securities, Inc.
6/20/2012 – 4/24/2014Austin, TX
LPL Financial LLC
8/18/2008 – 4/20/2012San Diego, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Wedbush Securities Inc
    Jun 2015 – May 2017Los Angeles, CA
  2. Wealthfront
    Jun 2017 – Sep 2018Redwood City, CA
  3. Alpaca Securities LLC
    Jun 2019 – Nov 2020San Mateo, CA
  4. Alpacadb
    Jun 2019 – Nov 2020San Mateo, CA
  5. Unemployed
    Sep 2018 – Jun 2019San Diego, CA
  6. Commonwealth Financial Network
    Nov 2020 – Apr 2023San Diego, CA
  7. Wallick Wealth Management
    Oct 2023 – Mar 2024San Dimas, CA
  8. Unemployed
    Apr 2023 – Oct 2023Claremont, CA
  9. Commonwealth Financial Network
    Oct 2023 – Mar 2024San Diego, CA
  10. LPL Enterprise, LLC
    Aug 2024 – Nov 2024Fort Mill, SC
  11. Unemployed
    Mar 2024 – Aug 2024San Diego, CA
  12. Unemployed
    Dec 2024 – Jul 2025San Diego, CA
  13. UBS Financial Services Inc
    Aug 2025 – no end date reportedLa Jolla, CA

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About UBS Financial Services Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersSecurity Ratings and PricingEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
9,380
Offices listed on AdvisorFinder:
26
Main office:
Weehawken, NJ
SEC file number:
801-7163

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 25, 2026

View full firm profile

Other advisors at UBS Financial Services Inc.

Showing 12 of 9,380 in the directory

View UBS Financial Services Inc. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anton Tkachenko has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Anton Tkachenko (UBS Financial Services) - Advisor Profile