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Antonio Jose Pacheco

Investment Adviser Representative at Thurston Springer Advisors

Rio Rancho, NMCRD #4499032Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Antonio Jose Pacheco is an investment adviser representative with Thurston Springer Advisors in Rio Rancho, NM, where they have been registered since 2024. They have worked in the securities industry since 2002 and have been registered with 4 firms, including Phillips Capital Advisors, Inc. and UBS Financial Services Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 99 (operations professional). They are registered to provide investment advice in New Mexico, Oklahoma, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Mexico, Oklahoma, Texas
Broker:
6 states and territories

Arizona, Illinois, Kentucky, New Mexico, Oklahoma, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/15/2002
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/27/2002

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Thurston Springer AdvisorsCurrent
6/14/2024 – Rio Rancho, NM
Phillips Capital Advisors, Inc.
6/30/2004 – 6/28/2024Rio Rancho, NM
UBS Financial Services Inc.
12/5/2002 – 4/2/2004Edmond, OK
American Express Financial Advisors, Inc.
3/28/2002 – 10/7/2002Oklahoma City, OK

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. T S Phillips Investments Inc
    Mar 2004 – Jun 2024Oklahoma City, OK
  2. Phillips Capital Advisors, Inc. FKA Phillips Securities Inc.
    Jun 2004 – Jun 2024Oklahoma City, OK
  3. Thurston Springer Financial
    Jun 2024 – no end date reportedIndianapolis, IN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Thurston Springer Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$25,000 (waivable)
Firm's annual rate schedule by assets
  • $0 - $1M0.10%
  • $1M - $5M0.10%
  • $5M - $10M0.10%
  • $10M - $25M0.01%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
106
Offices listed on AdvisorFinder:
19
Main office:
Indianapolis, IN
SEC file number:
801-114256

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 25, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Antonio Jose Pacheco has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Antonio Jose Pacheco (Thurston Springer Advisors)