Antonio Lopez
Investment Adviser Representative at Ameriprise Financial Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Antonio Lopez is an investment adviser representative with Ameriprise Financial Services, LLC in Cincinnati, OH, where they have been registered since 2025. They have worked in the securities industry since 2023 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 18
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
6 states and territories
Florida, Indiana, Kentucky, Michigan, Ohio, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity InvestmentsMay 2022 – Mar 2023Covington, KY
- Kemba Credit UnionApr 2021 – Feb 2022Springdale, OH
- ENT Credit UnionFeb 2020 – Feb 2021Denver, CO
- Parrry's PizzaJan 2020 – Feb 2020Denver, CO
- DISH NetworkSep 2019 – Dec 2019Englewood, CO
- KING SoopersMay 2017 – Aug 2019Denver, CO
- FAT Sully's PizzaApr 2017 – Jun 2017Denver, CO
- Pizza MadnessMar 2015 – Mar 2017Canon City, CO
- J.P. Morgan Securities LLCMay 2023 – May 2024Sharonville, OH
- JPMorgan Chase Bank, N.A.May 2023 – May 2024Sharonville, OH
- UnemployedMar 2021 – Mar 2021Blue Ash, OH
- UnemployedMar 2022 – Apr 2022Cincinnati, OH
- UnemployedApr 2023 – Apr 2023Cincinnati, OH
- Ameriprise Financial Services, LLCMar 2025 – no end date reportedWest Chester, OH
- Taglio OTRJun 2024 – Mar 2025Cincinnati, OH
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ameriprise Financial Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12,969
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-28543
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Ameriprise Financial Services, LLC
Showing 12 of 12,969 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Antonio Lopez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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