Antonio Rafael Alves
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Antonio Rafael Alves is an investment adviser representative with Charles Schwab & Co., Inc. in West Hartford, CT, where they have been registered since 2021. They have worked in the securities industry since 2016 and have been registered with 3 firms, including Wealth Enhancement Advisory Services, LLC and REBY Advisors, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 21
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
- Broker:
11 states and territories
Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, South Carolina, Texas, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Prudential Insurance Company of AmericaMay 2016 – Jul 2017Shelton, CT
- Prudential Annuities Distributors, Inc.May 2016 – Jul 2017Shelton, CT
- KeyBankJul 2017 – May 2019Shelton, CT
- Key Investment Services LLCJul 2017 – May 2019Poughkeepsie, NY
- Triad AdvisorsJun 2019 – Feb 2021Norcross, GA
- Reby Advisors, LLCJun 2019 – Feb 2021Danbury, CT
- LPL Financial, LLCFeb 2021 – Sep 2021Danbury, CT
- Wealth Enhancement GroupMar 2021 – Sep 2021Plymouth, MN
- Wealth Enhancement Advisory Services, LLCMar 2021 – Sep 2021Danbury, CT
- Wealth Enhancement Brokerage ServicesMar 2021 – Sep 2021Plymouth, MN
- Charles Schwab & Co., Inc.Sep 2021 – no end date reportedFairfield, CT
- Charles Schwab Bank, SSBSep 2021 – no end date reportedFairfield, CT
- Artistic Demos LLCJun 2018 – Oct 2018New Jersey City, NJ
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Antonio Rafael Alves has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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