AdFi
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Antonio Ramirez

Investment Adviser Representative at CONCERT INVESTMENT ADVISORY LLC

Guaynabo, PRCRD #2973343Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Antonio Ramirez has worked in the securities industry since 1999. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/23/2009
Series 66
Uniform Combined State Law Examination
Passed 7/16/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/2/1998
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/23/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/24/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0195
Account minimum: $80,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Concert Investment Advisory LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CONCERT INVESTMENT ADVISORY LLCCurrent
7/23/2019 – Guaynabo, PR
INSTITUTE FOR WEALTH CONSULTANTS, INC.
1/12/2018 – 4/30/2019Alhambra, CA
CONCERT WEALTH MANAGEMENT
3/30/2016 – 12/15/2017Alhambra, CA
SOWELL MANAGEMENT SERVICES
10/14/2016 – 2/23/2017Alhambra, CA
PRIVATE ADVISORY GROUP LLC
9/17/2014 – 5/4/2016Aliso Viejo, CA
STRATEGIC CAPITAL GROUP L.L.C.
12/1/2010 – 12/31/2014Aliso Viejo, CA
STRATEGIC ADVISERS, INC.
5/30/2007 – 5/13/2010Pasadena, CA
CHURCHILL MANAGEMENT GROUP
8/12/2004 – 7/31/2006Los Angeles, CA
TD WATERHOUSE INVESTOR SERVICES, INC.
8/5/2003 – 4/21/2004Encino, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Antonio Ramirez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Antonio Ramirez - Financial Advisor in Guaynabo, PR | AdvisorFinder