Apekshit Mulay
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Apekshit Mulay is an investment adviser representative with Transamerica Financial Advisors, LLC in Plano, TX, where they have been registered since 2020. They have worked in the securities industry since 2019. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
8 states and territories
California, Connecticut, Florida, New Jersey, Pennsylvania, Texas, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transamerica Financial Advisors, IncNov 2018 – no end date reportedPlano, TX
- World Financial Group, Inc.May 2013 – no end date reportedPlano, TX
- Intellisoft TechnologiesMay 2017 – Dec 2017Irving, TX
- Mulay's Consultancy ServicesMay 2014 – no end date reportedPlano, TX
- OBA- Author OF NEW MacroeconomicsMay 2017 – Jan 2018Tustin, CA
- Editor OF Economic Renaissance IN AGE OF Artificial IntelligenceFeb 2018 – Dec 2018Tustin, CA
- OBA - Author OF Improving Reliability OF Tungsten PLUG VIASep 2016 – Dec 2016Tustin, CA
- AirBNB RentalApr 2021 – no end date reportedDallas, TX
- Mulay's Consultancy ServiceApr 2013 – no end date reportedDallas, TX
- The Enrollment StoreNov 2022 – no end date reportedPlan0, TX
- Insubuy, LLCNov 2022 – no end date reportedPlano, TX
- CarvertiseJul 2023 – no end date reportedWilmington, DE, DE
- LyftSep 2023 – Dec 2024San Fransisco, CA
- LyftSep 2023 – Dec 2024San Fransisco, CA
- Flying MetalsNov 2023 – no end date reportedRobina
- Dallas Fort Worth Chapter of Vishwa Hindu Parishad of AmericaApr 2024 – Jul 2024Sugar Grove, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Apekshit Mulay has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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