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April Dawn Waff-Mano

Investment Adviser Representative at FINANCIAL SECURITY ADVISORY INC

Virginia Beach, VACRD #4624069Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
11 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

April Dawn Waff-mano has worked in the securities industry since 2004. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 11 states
CaliforniaFloridaGeorgiaMarylandMinnesotaNorth CarolinaOregonSouth CarolinaTexasVirginiaWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/22/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 7/21/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/19/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $249,9991.50%
$250,000 - $999,9991.00%
$1,000,000 - $9,999,9990.75%
$10,000,000 - $20,000,0000.65%
Above $20,000,0000.00%
Source

Financial Security Advisory Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL SECURITY ADVISORY INCCurrent
4/17/2008Virginia Beach, VA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. April Dawn Waff-Mano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

April Dawn Waff-Mano - Financial Advisor in Virginia Beach, VA | AdvisorFinder