Richard Lee Pugh
Investment Adviser Representative at FINANCIAL SECURITY ADVISORY INC
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Up to $249,999 | 1.50% |
| $250,000 - $999,999 | 1.00% |
| $1,000,000 - $9,999,999 | 0.75% |
| $10,000,000 - $20,000,000 | 0.65% |
| Above $20,000,000 | 0.00% |
Financial Security Advisory Inc Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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