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Arianna E Kaufman

Investment Adviser Representative at ACTIVEST WEALTH MANAGEMENT, LLC

AVENTURA, FLCRD #7354801Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/20/2022
Series 7TO
General Securities Representative Examination
Passed 9/2/2022
SIE
Securities Industry Essentials Examination
Passed 4/15/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Under $5M1.00%
$5M to $10M0.85%
$10M to $20M0.75%
Over $20M0.65%
Source

ACTIVEST WEALTH Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MORGAN STANLEY
9/2/20221/24/2024New York, NY
LARRAINVIAL SECURITIES US LLC
2/2/20249/13/2024MIAMI, FL
PUENTE SERVICIOS FINANCIEROS LLC
1/6/20257/9/2025MIAMI, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arianna E Kaufman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.