Arianna Stern
Investment Adviser Representative at Schwab Wealth Advisory, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Arianna Stern is an investment adviser representative with Schwab Wealth Advisory, Inc. in Los Angeles, CA, where they have been registered since 2025. They have worked in the securities industry since 2024 and have been registered with 3 firms, including Charles Schwab & Co., Inc. and Money Positive. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
16 states and territories
Arizona, California, Connecticut, District of Columbia, Florida, Hawaii, Indiana, Iowa, Kentucky, Nevada, New York, North Carolina, Tennessee, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Money Positive CooperativeMay 2024 – Aug 2024Wimberley, TX
- FUN Factory USAJan 2021 – Sep 2024Burbank, CA
- Self-employedMar 2016 – Sep 2021Los Angeles, CA
- Swell, Inc.Jan 2018 – Sep 2018Los Angeles, CA
- Charles Schwab & Co., Inc.Oct 2024 – no end date reportedLos Angeles, CA
- Charles Schwab Bank, SSBApr 2025 – Sep 2025Los Angeles, CA
- Schwab Wealth Advisory, Inc.Sep 2025 – no end date reportedLos Angeles, CA
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Schwab Wealth Advisory, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Los Angeles, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arianna Stern has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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