Aric Gattie
Investment Adviser Representative at Edward Jones
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Aric Gattie is an investment adviser representative with Edward Jones in Wailuku, HI, where they have been registered since 2023. They have worked in the securities industry since 2020 and have been registered with 3 firms, including Vanguard Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Hawaii and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Hawaii, Texas
- Broker:
13 states and territories
Alaska, Arizona, California, Colorado, Florida, Hawaii, Nevada, North Carolina, Oregon, Pennsylvania, Tennessee, Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2019 – Jan 2022Chandler, AZ
- Merrill edgeJan 2019 – Jun 2019Chandler, AZ
- Vector MarketingNov 2016 – Feb 2017Scottsdale, AZ
- Peter Piper PizzaSep 2017 – Mar 2018Peoria, AZ
- Gateway Community CollegeAug 2018 – May 2019Phoenix, AZ
- Glendale Community CollegeFeb 2016 – May 2018Glendale, AZ
- Invo PeoMay 2018 – Jun 2018Phoenix, AZ
- Vensure Employer ServicesJun 2017 – Aug 2017Phoenix, AZ
- Grand Canyon UniversityMay 2017 – Aug 2017Phoenix, AZ
- Pono ConstructionMay 2018 – Jul 2018Phoenix, AZ
- The Vanguard Group, Inc.Jan 2022 – Jul 2023Scottsdale, AZ
- Edward JonesJul 2023 – no end date reportedSt Louis, MO
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Edward Jones
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Firm account minimum
- $25,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 23,937
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Louis, MO
- SEC file number:
- 801-3297
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Edward Jones
Showing 12 of 23,937 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aric Gattie has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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