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Arne W Morris

Investment Adviser Representative at TOWNSEND ASSET MANAGEMENT CORP.

Raleigh, NCCRD #3151988Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Arne W. Morris has worked in the securities industry since 2002. They are registered to provide investment advisory services in North Carolina.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/1/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 11/23/1998
Series 7
General Securities Representative Examination
Passed 12/9/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
On first $2 million1.00%
On excess over $2 million, up to $3 million0.90%
On excess over $3 million, up to $4 million0.80%
On excess over $4 million, up to $5 million0.70%
On excess over $5 million, up to $6 million0.60%
On excess over $6 million, up to $7 million0.50%
On excess over $7 million, up to $10 million0.40%
On excess over $10 million, up to $15 million0.35%
On excess over $15 million, up to $20 million0.30%
Over $20 million
Source

Townsend Asset Management Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TOWNSEND ASSET MANAGEMENT CORP.Current
7/26/2017Raleigh, NC
RSM US WEALTH MANAGEMENT LLC
4/9/20018/19/2016Raleigh, NC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TOWNSEND ASSET MANAGEMENT CORP.

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View TOWNSEND ASSET MANAGEMENT CORP. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arne W Morris has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.