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TOWNSEND ASSET MANAGEMENT CORP.

SEC Registered

Where Financial Sophistication Meets Hometown Connection

RALEIGH, NChttps://northcarolinawealthmanagers.com919-782-9689
Assets Under Management
$100M–$500M
Employees
7
Office Locations
1 office
Total Accounts
1130

About the firm

Townsend is a wealth management firm rooted in community, offering tailored financial strategies built around each client's personal story, ambitions, and values. For decades, the firm has worked alongside families, entrepreneurs, and visionaries to turn their goals into reality. They combine deep knowledge with a genuine commitment to understanding what matters most to each client.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit Sharing

Areas of expertise

Investment ManagementFinancial PlanningRetirement PlanningTax PlanningEstate PlanningLegacy PlanningWealth ManagementPortfolio ManagementIncome DistributionCharitable Giving

Services

Investment Management, Financial Planning, Retirement Planning, Tax Planning, and Estate & Legacy Planning, all offered through individually tailored strategies integrated across investments, taxes, and planning.

retirement_planninginvestment_managementfinancial_planningestate_planningtax_planningcharitable_givingsocial_securitywealth_management

Who they serve

Families, entrepreneurs, and visionaries, including those preparing for retirement, managing a business transition, or planning for future generations.

Client segmentClientsAssets managed
Individuals (Non-HNW)264$85M
High Net Worth Individuals118$389M
Charitable Organizations4$3.9M
State/Municipal Entities12

0 total clients reported on Form ADV.

Leadership

Gerald Alan Townsend
PRES., CEO
Katrina Lee Townsend
OWNER
Caleb Robert Griffith
CHIEF COMPLIANCE OFFICER
James Michael Tarkenton
PRESIDENT

Office locations

1 office in 1 state
NC
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Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#108216
SEC Number
801-18013
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Asset tierAnnual rate
On first $2 million1.00%
On excess over $2 million, up to $3 million0.90%
On excess over $3 million, up to $4 million0.80%
On excess over $4 million, up to $5 million0.70%
On excess over $5 million, up to $6 million0.60%
On excess over $6 million, up to $7 million0.50%
On excess over $7 million, up to $10 million0.40%
On excess over $10 million, up to $15 million0.35%
On excess over $15 million, up to $20 million0.30%
Over $20 million

Data as of February 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TOWNSEND ASSET MANAGEMENT CORP. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

TOWNSEND ASSET MANAGEMENT CORP. | AdvisorFinder