AdFi
AG

Arnoldo Garza

Investment Adviser Representative at Global VIEW Capital Management LLC

Schaumburg, ILCRD #4595111Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Arnoldo Garza is an investment adviser representative with Global VIEW Capital Management LLC in Schaumburg, IL, where they have been registered since 2014. They have worked in the securities industry since 2011 and have been registered with 3 firms, including The Strategic Financial Alliance and Investment Advisors International, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Illinois and Texas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/25/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 5/19/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/20/2003
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 8/15/2003

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Global VIEW Capital Management LLCCurrent
1/6/2014 – Schaumburg, IL
THE Strategic Financial Alliance
11/29/2011 – 12/31/2013Schaumburg, IL
Investment Advisors International, Inc.
1/4/2011 – 11/30/2011Oak Brook, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Navistar, Inc. F/k/a International Truck & Engine Corp. ("ITEC")
    Feb 2000 – Mar 2026Lisle, IL
  2. Global VIEW Capital Management, LLC
    Jan 2014 – no end date reportedWaukesha, WI
  3. Global VIEW Capital Insurance Services, LLC
    Nov 2010 – no end date reportedWaukesha, WI
  4. Global VIEW Capital Advisors, LLC
    May 2013 – no end date reportedWaukesha, WI
  5. Traton R&d US, LLC
    Apr 2026 – no end date reportedLisle, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Global VIEW Capital Management LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$2,000 (waivable)
Firm's annual rate schedule by assets
  • Up to $500,0001.00%
  • $500,001 - $999,9990.75%
  • $1,000,000 and Above0.50%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
105
Offices listed on AdvisorFinder:
7
Main office:
Waukesha, WI
SEC file number:
801-72887

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 25, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arnoldo Garza has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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